Crowe Malaysia
RISK CONSULTING

Regulatory Review Services

Navigating Compliance with Confidence

Regulatory Review Services for Highly Regulated Industries


In highly regulated industries, maintaining compliance, managing risks and ensuring operational efficiency is crucial. As part of Crowe Malaysia, we provide regulatory review services to the clients to meet the requirements of these regulators, such as:- 

  • The Federation of Investment Managers Malaysia (FIMM) Checklist Review 
  • Payment Network Malaysia Sdn Bhd (PayNet) Reviews
  • Compliance Reviews based on Guidelines issued by Bank Negara Malaysia such as Secrecy Act, Risk Management in Technology (RMiT)
  • Operational REviews for Asset Management Entities by Securities Commission Malaysia (SC)
  • Review of Compliance to Guidelines on Technology Risk Management by SC

Our services include


  1. FIMM Checklist Review
    • Comprehensive assessment against Federation of Investment Managers Malaysia (FIMM) standards.
  2. PayNet Compliance Review
    • Evaluation of systems and processes to meet Payment Network Malaysia Sdn Bhd (PayNet) requirements.
  3. Bank Negara Malaysia (BNM) Compliance Reviews
    • Secrecy Act adherence
    • Risk Management in Technology (RMiT) framework alignment
  4. Securities Commission Malaysia (SC) Operational Reviews
    • Independent reviews for Asset Management Entities to ensure compliance with SC guidelines.
  5. Custom Regulatory Assessments
    • Tailored reviews for other industry-specific regulations.
Safeguard Your Business Future
Work with our risk consulting experts to proactively address potential threats. Gain peace of mind with strategies designed to ensure your business's long-term success.

Related Services

Accounting advisory

Complexity is our specialty. Work with teams that understand all facets of your accounting needs – from complex reporting requirements to strategic transactions to finance transformation.

Explore more

Tax compliance

Minimise the disruption of tax compliance. Our specialists can identify tax opportunities, while improving overall efficiency and delivering accurate tax returns.

Explore more

ESG services

Sustainability is our focus. Partner with experts offering tailored ESG solutions, from strategy to compliance and reporting to helping your business meet its goals and drive value.

Explore more

Accounting advisory

Complexity is our specialty. Work with teams that understand all facets of your accounting needs – from complex reporting requirements to strategic transactions to finance transformation.

Explore more

Tax compliance

Minimise the disruption of tax compliance. Our specialists can identify tax opportunities, while improving overall efficiency and delivering accurate tax returns.

Explore more

ESG services

Sustainability is our focus. Partner with experts offering tailored ESG solutions, from strategy to compliance and reporting to helping your business meet its goals and drive value.

Explore more

Our latest thinking and news

loading gif
ransomware attack protection
What KLIA’s US$10 Million Ransom Demand Tells Us About Cyber Risk Today
KLIA's $10M ransomware attack exposes growing cyber risks. Learn 9 critical strategies to protect your business from costly breaches.
National Sustainability Reporting Framework (NSRF)
National Sustainability Reporting Framework (NSRF)
The NSRF updates Malaysia’s ESG reporting with phased implementation starting in 2025.
Board of directors reviewing Technology Risk Management (TRM) framework and cybersecurity policies for compliance with new guidelines
Navigating the New TRM Guidelines: Ensuring Cybersecurity Compliance for Capital Market Entities
New TRM Guidelines by the SC require capital market entities to establish robust cybersecurity and technology risk management frameworks.
ransomware attack protection
What KLIA’s US$10 Million Ransom Demand Tells Us About Cyber Risk Today
KLIA's $10M ransomware attack exposes growing cyber risks. Learn 9 critical strategies to protect your business from costly breaches.
National Sustainability Reporting Framework (NSRF)
National Sustainability Reporting Framework (NSRF)
The NSRF updates Malaysia’s ESG reporting with phased implementation starting in 2025.
Board of directors reviewing Technology Risk Management (TRM) framework and cybersecurity policies for compliance with new guidelines
Navigating the New TRM Guidelines: Ensuring Cybersecurity Compliance for Capital Market Entities
New TRM Guidelines by the SC require capital market entities to establish robust cybersecurity and technology risk management frameworks.

We are here to help

Working together we can help you successfully adapt and overcome the challenges you may face, both today and in the future.
Amos Law Chih Chien
Amos Law
Partner, Risk ConsultingKuala Lumpur
Tan Loon Hean
Loon Hean Tan
Partner, Risk ConsultingKuala Lumpur