UAE Financial Rules

Exam Preparation for UAE Financial Rules & Regulations- CISI

Locations: Online
Start Date:

7/10/2025 10:00 AM

End Date:

7/10/2025 11:00 AM

UAE Financial Rules

The objective of the examination is to ensure candidates have a basic knowledge of the regulations and legislation underpinning the financial markets and the conduct of investment business in the United Arab Emirates.

Targeted Industry

Banking, Insurance, Stock Exchange & Finance

Targeted Audience

  • Candidates working in private banking and wealth management roles.
  • Available to all – the qualification has no entry requirements
  • From new entrants to financial services to professionals already working in the industry

Syllabus Summary

The Regulatory Infrastructure | Associated Market and Securities Legislation and Practice | Investment Funds | Markets | Anti-Money Laundering and Combating the Financing of Terrorism and Illegal Organisations (Federal Law No. 20 of 2018) | Client Protection | Trading | Dubai Financial Market (DFM)

Fees:  1500 AED (Inclusive of VAT)

Batch Starts: 10 July 2025 (Tentative)

Mode of Training: Online / Face to Face (Crowe UAE Academy)

Language: English

Registration Link: https://tinyurl.com/CISIUAE2 (QR code)

Trainer:

Our trainers are industry veterans with extensive experience in banking, financial services, corporate governance, and compliance.

  • Mr. Pijush Kanti Das: A seasoned banker with over 30 years of experience in treasury management and compliance. He is an associate member and is certified by CISI.
  • Dr. Mahmoud Abdul Karim: A bilingual expert with extensive experience in corporate finance, training, and financial modelling. He is also an associate member and is certified by CISI.

Contact Us


Dawn Thomas
Dawn Thomas
Partner - Governance Risk & Compliance
Pijush Das
Pijush Das
Partner – Governance, Risk & Compliance and Academy