Broker-dealers
Charge up your broker-dealer firm with deep expertise, practical experience, and exceptional client service
Featured broker-dealer services
Audit services
Have confidence in the integrity of the financial data you report, as well as compliance with all regulatory requirements.
Advisory services
Plan, analyze, and execute business combination strategies for comprehensive valuation and due diligence.
Tax services
Help increase efficiency, reduce risk, and achieve accuracy and timeliness in tax reporting.
Risk services
Improve compliance and risk management effectiveness with support from industry-specific specialists.
Performance services
Enhance the management of investment product compliance, investors, data, and performance with technologies designed for your industry.
Audit services
Have confidence in the integrity of the financial data you report, as well as compliance with all regulatory requirements.
Advisory services
Plan, analyze, and execute business combination strategies for comprehensive valuation and due diligence.
Tax services
Help increase efficiency, reduce risk, and achieve accuracy and timeliness in tax reporting.
Risk services
Improve compliance and risk management effectiveness with support from industry-specific specialists.
Performance services
Enhance the management of investment product compliance, investors, data, and performance with technologies designed for your industry.
What our clients say
“Crowe is the best audit firm I have worked with in my career—highly professional, capable and responsive, and provides strong customer service.”
Contact us
We combine broker-dealer and wealth management expertise with a commitment to client service and our industry’s strong professional standards. Contact us today.
