Broker-dealers

Deep expertise, practical experience, and exceptional client service

Our audit, tax, and consulting professionals are committed to serving broker-dealers and delivering exceptional client service. Our broker dealer specialists have decades of experience and can help you quickly adapt to complex regulatory and business challenges. We offer efficient, pragmatic, and quality services and deep industry expertise. 

Featured broker-dealer services

Audit services
Have confidence in the integrity of the financial data you report, as well as compliance with all regulatory requirements.
Advisory services
Plan, analyze, and execute business combination strategies for comprehensive valuation and due diligence.
Consulting services
With our deep industry knowledge, we provide specialized industry consulting services to help tackle the everyday challenges you face.
Tax services
Help increase efficiency, reduce risk, and achieve accuracy and timeliness in tax reporting.
Audit services
Have confidence in the integrity of the financial data you report, as well as compliance with all regulatory requirements.
Advisory services
Plan, analyze, and execute business combination strategies for comprehensive valuation and due diligence.
Consulting services
With our deep industry knowledge, we provide specialized industry consulting services to help tackle the everyday challenges you face.
Tax services
Help increase efficiency, reduce risk, and achieve accuracy and timeliness in tax reporting.

Contact us

We combine broker-dealer and wealth management expertise with a commitment to client service and our industry’s strong professional standards. Contact us today.
Chris Johnson
Chris Johnson
Partner