Independent monitor

Independent monitor

Access credible and reliable independent compliance monitoring

More regulators are demanding that financial institutions use qualified third parties to monitor their compliance and remediation efforts. Crowe can provide independent monitoring across a broad range of risk management and regulatory compliance issues. With a staff of dedicated financial, accounting, and compliance specialists, Crowe can support your independent compliance monitoring needs.

We bring objectivity to a variety of monitoring engagements

Crowe can support a range of independent compliance and remediation efforts, including:

  • Independent testing of compliance programs
  • Review of independent audit results
  • Anti-money laundering (AML) look-back monitoring, third-party review, and other independent monitor functions
  • Review of business unit actions as part of enforcement agreements
  • Consumer compliance enforcement action monitoring
  • Global trade and economics sanction compliance monitoring

Contact us

Crowe has more than 50 years of experience and a reputation for credibility, expertise, and objectivity. Contact us today.
Gary Lindsey - social
Gary W. Lindsey
Principal