Access comprehensive support for your AML independent audit
Banks and other financial institutions subject to the Bank Secrecy Act (BSA) and anti-money laundering (AML) regulations must conduct annual AML independent audits of their compliance programs. But even large institutions have trouble staying up to date with evolving regulations. Crowe conducts more than 100 independent AML audits every year, and our teams can provide you with the engagement oversight, project management, and subject-matter expertise you need.
Crowe AML audit advantages
How our service is delivered
Crowe AML audit teams comprise a unique blend of experienced technology, banking, and regulatory professionals.
Engagement & quality assurance executives
- Oversee process and delivery expectations
- Serve as client liaisons and manage engagements
- Review and provide quality assurance on all deliverables
Project managers
Senior AML managers
- Coordinate engagement planning, execution, and reporting
- Consult with engagement teams and management on critical review issues
Project managers
AML managers
- Oversee and participate in execution of testing plans
- Lead and coordinate all aspects of reviews
- Communicate regularly with management
Subject-matter specialists
AML compliance and BSA/AML technology specialists
- Perform execution of detailed tests
- Prepare findings and recommendations
Related insights
People, processes, and technology are critical components when optimizing third-party risk management programs. Crowe specialists offer insight.
Our study reveals common gaps and opportunities to strengthen risk alignment, improve control maturity, and demonstrate the value of internal audit.
In this "Future of Fintech" webinar recording, Crowe specialists explore industry trends in AI, BaaS, and blockchain.
People, processes, and technology are critical components when optimizing third-party risk management programs. Crowe specialists offer insight.
Our study reveals common gaps and opportunities to strengthen risk alignment, improve control maturity, and demonstrate the value of internal audit.
In this "Future of Fintech" webinar recording, Crowe specialists explore industry trends in AI, BaaS, and blockchain.
Work with us
The Crowe team offers specialized skills and a strategic perspective for audits of AML compliance programs. Contact us today.
