AML independent audit

AML independent audit

Access comprehensive support for your AML independent audit


Banks and other financial institutions subject to the Bank Secrecy Act (BSA) and anti-money laundering (AML) regulations must conduct annual AML independent audits of their compliance programs. But even large institutions have trouble staying up to date with evolving regulations. Crowe conducts more than 100 independent AML audits every year, and our teams can provide you with the engagement oversight, project management, and subject-matter expertise you need.

Crowe AML audit advantages


Comprehensive capabilities

Our audit method is consistent with regulators’ expectations and meets state, federal, and international requirements.

Responsive approach

We tailor our audit programs to meet clients’ unique needs and can outsource or cosource services with your audit team.

Strategic perspective

Our goal is to be a resource throughout our engagement with you. We can also support cross-border audits.

How our service is delivered


Crowe AML audit teams comprise a unique blend of experienced technology, banking, and regulatory professionals.

Engagement & quality assurance executives
  • Oversee process and delivery expectations
  • Serve as client liaisons and manage engagements
  • Review and provide quality assurance on all deliverables
Project managers

Senior AML managers

  • Coordinate engagement planning, execution, and reporting
  • Consult with engagement teams and management on critical review issues
Project managers

AML managers

  • Oversee and participate in execution of testing plans
  • Lead and coordinate all aspects of reviews
  • Communicate regularly with management
Subject-matter specialists

AML compliance and BSA/AML technology specialists

  • Perform execution of detailed tests
  • Prepare findings and recommendations

Related insights

loading gif
Understanding Regulation E: Disputes and Provisional Credit
Understanding Regulation E: Disputes and Provisional Credit
This webinar recording offers an overview of Regulation E dispute resolution and provisional credit best practices.
Crowe specialists explore AI governance risks, ethical standards, and key strategies to protect your data.
AI Governance: The Undiscussed Challenge With Data
Crowe specialists explore AI governance risks, ethical standards, and key strategies to protect your data.
Preparing To Become a BaaS Bank
Preparing To Become a BaaS Bank
This webinar recording provides tools and insights for banks to assess their organization’s readiness for BaaS integration.
Understanding Regulation E: Disputes and Provisional Credit
Understanding Regulation E: Disputes and Provisional Credit
This webinar recording offers an overview of Regulation E dispute resolution and provisional credit best practices.
Crowe specialists explore AI governance risks, ethical standards, and key strategies to protect your data.
AI Governance: The Undiscussed Challenge With Data
Crowe specialists explore AI governance risks, ethical standards, and key strategies to protect your data.
Preparing To Become a BaaS Bank
Preparing To Become a BaaS Bank
This webinar recording provides tools and insights for banks to assess their organization’s readiness for BaaS integration.

Work with us


The Crowe team offers specialized skills and a strategic perspective for audits of AML compliance programs. Contact us today.

Gary Lindsey - social
Gary W. Lindsey
Principal, Consulting