Future of Fintech: AI Governance, Compliance, and Charters 

Financial services organizations face new considerations as AI, compliance technology, and fintech business models evolve. In this Oct. 28 webinar, Crowe specialists will examine three areas shaping the future of fintech: AI governance, technology-enabled compliance, and fintech companies that acquire banks or establish banking entities.

The speakers will discuss practical elements of AI governance, including accountability, risk classification, life cycle controls, third-party oversight, and monitoring. They also will examine how automation, AI, and data analytics can support compliance programs and how bank acquisitions and de novo charters affect governance, regulatory expectations, and risk management.

After participating in this event, attendees should be able to:

• Identify key roles, policies, and controls for governing AI systems throughout their life cycle
• Evaluate an AI use case to determine an appropriate level of oversight based on risk, business impact, data use, and reliance on third parties
• Explain how technology can transform operational compliance and governance processes
• Identify the benefits and limitations of automation, AI, and data analytics in compliance programs
• Describe why fintech companies might acquire banks or establish banking entities
• Evaluate key considerations related to regulatory expectations, governance, and risk management
• Recognize the implications of these trends for banks, fintech companies, regulators, and customers