Exam Preparation for UAE Financial Rules & Regulations – CISI

The objective of the examination is to ensure candidates have a basic knowledge of the regulations and legislation underpinning the financial markets and the conduct of investment business in the United Arab Emirates.

Targeted Industry

Banking, Insurance, Stock Exchange & Finance

Targeted Audience

• Candidates working in private banking and wealth management roles.
• Available to all – the qualification has no entry requirements
• From new entrants to financial services to professionals already working in the industry

Syllabus Summary

The Regulatory Infrastructure | Associated Market and Securities Legislation and Practice | Investment Funds | Markets | Anti-Money Laundering and Combating the Financing of Terrorism and Illegal Organisations (Federal Law No. 20 of 2018) | Client Protection | Trading | Dubai Financial Market (DFM)

Details at a Glance:

Fees: AED 1500 (Inclusive of VAT)

Batch Starts: January 2026

Mode of Training: Online / Face to Face (Crowe UAE Academy)

Language: English

Registration Link: https://tinyurl.com/crowecisi2026

Trainer:

Our trainers are industry veterans with extensive experience in banking, financial services, corporate governance, and compliance.

• Mr. Pijush Kanti Das: A seasoned banker with over 30 years of experience in treasury management and compliance. He is an associate member and is certified by CISI.
• Dr. Mahmoud Abdul Karim: A bilingual expert with extensive experience in corporate finance, training, and financial modelling. He is also an associate member and is certified by CISI.