Clayton J. Mitchell

Clayton J. Mitchell
CPA, CGMA

Managing Principal, Fintech

3815 River Crossing Parkway, Suite 300

Post Office Box 40977

Indianapolis, Indiana 46240-0977

United States

Clayton Mitchell is a managing principal with Crowe LLP in the risk consulting practice specializing in regulatory compliance consulting services for capital markets as well as financial services in the United Kingdom. He has nearly 15 years of experience with on-site regulatory compliance engagements, reviews, and audits for domestic and international financial institutions and global payment and financial technology companies.

Clayton also has experience conducting compliance audits and establishing anti-money laundering test plans as a full-time member of an internal audit team at a financial institution.

Professional Affiliations

  • Association of Certified Anti-Money Laundering Specialists
  • Institute of Internal Auditors
  • Financial Markets Association

In The News/Honors

Publications

  • Beyond the Checklist: Compliance Audits for Today’s Challenges, ABA Compliance Magazine (author)
  • The Fiduciary's Role over Discretionary Distributions, ABA Compliance Magazine, (author)
  • “Like” Social Media or Not, Banks Must Mitigate Compliance Risk, ABA Commercial Insights (author)

Education

  • Bachelor of Science, Finance
    Butler University