Investigations and reporting

Investigations and reporting support for banks with evolving needs

Financial organizations often require qualified third-party assistance from experienced financial investigators, either to augment the institutions’ internal financial intelligence units (FIUs) or to provide fully outsourced services. Crowe professionals have extensive experience in the full range of bank FIU and high-risk customer management activities, including:

High-risk customer management program development and optimization, such as anti-money laundering (AML) customer-risk rating, customer due diligence (CDD), know-your-customer, and enhanced due diligence programs
Analysis and disposition of AML suspicious activity alerts and investigations
Quality control reviews of alert dispositions, investigations, periodic customer reviews, and suspicious activity reports
Development and optimization of FIU process flows, investigative procedures, key process indicators, and performance dashboards
FIU department training, quality assurance, and oversight
AML look-back reviews

Additionally, Crowe offers advanced technology that can be applied by qualified financial investigators or Crowe investigators.