Investigation and reporting

Investigations & reporting

Investigations and reporting support for banks with evolving needs

Financial organizations often require qualified third-party assistance from experienced financial investigators, either to augment the institutions’ internal financial intelligence units (FIUs) or to provide fully outsourced services. Crowe professionals have extensive experience in the full range of bank FIU and high-risk customer management activities, including:
  • High-risk customer management program development and optimization, such as anti-money laundering (AML) customer-risk rating, customer due diligence (CDD), know-your-customer, and enhanced due diligence programs
  • Analysis and disposition of AML suspicious activity alerts and investigations
  • Quality control reviews of alert dispositions, investigations, periodic customer reviews, and suspicious activity reports
  • Development and optimization of FIU process flows, investigative procedures, key process indicators, and performance dashboards
  • FIU department training, quality assurance, and oversight
  • AML look-back reviews
Additionally, Crowe offers advanced technology that can be applied by qualified financial investigators or Crowe investigators.

Featured solution

Crowe Dynamic Customer Insight (Crowe DCI)
Helps banks perform required AML model validation while also improving compliance and risk management functions.
Crowe Dynamic Customer Insight (Crowe DCI)
Helps banks perform required AML model validation while also improving compliance and risk management functions.

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Contact us

As your compliance needs evolve, Crowe can provide advanced technology and professional support. Contact us today.
Greg LeMond - social
Greg W. LeMond
Principal