The New Compliance Playbook: Risk, Tech, and Efficiency
Event details
Financial services organizations are navigating a convergence of regulatory uncertainty, rapid technology disruption, and increasing pressure to operate more efficiently.
In this webinar, Crowe specialists will examine how these forces are reshaping compliance and risk functions. The discussion will address evolving regulatory and supervisory expectations, compliance considerations related to AI and digital transformation, and opportunities to improve operational efficiency. Participants can get insights on bringing these factors together as they evaluate resilient, scalable, and future-ready compliance programs.
After attending this session, you should be able to:
- Assess how evolving regulatory changes and supervisory expectations might affect compliance priorities and programs
- Identify key compliance risks and governance considerations arising from AI adoption, digital transformation, and increased reliance on data
- Evaluate opportunities to improve compliance efficiency through process redesign, technology enablement, control rationalization, and strategic workforce deployment
Continuing professional education
Prerequisites: None
Program level: Overview
Advance preparation: None
Delivery method: Webinar (group internet based)
Field of study: Specialized knowledge
This session is recommended for 1.0 hour of CPE credit.
Note: All participants MUST be logged into the webinar INDIVIDUALLY to receive CPE credit. CPE credit will only be granted in the name of the individual logged into the LIVE presentation. Crowe is unable to grant CPE credit for groups viewing the webinar or for viewing on-demand recordings of the webinar.
There is no registration fee for participating in this webinar; therefore, there is no cancellation fee.
Who should attend
AI risk and governance leaders, board members, Bank Secrecy Act officers, chief audit executives, chief compliance officers, chief risk officers, compliance executives, general counsel, internal audit directors, internal audit professionals, and risk executives
Presenters
- Asaad Faquir, Senior Manager, Consulting, Crowe Advisory LLC
- Heidi Overstreet, Senior Manager, Consulting, Crowe Advisory LLC
Additional information
For additional information, please contact Jonathan Losey.