Independent files review

e) Independent files review 


An independent assessment / review of the client files help in identifying the gaps and taking preventive & corrective measures before it is too late. Our team reviews the files with an investigative audit process and raises red flags, if any.

The process involves a thorough screening to check the process followed, background profile of the customer and various external/internal employees involved in processing of facilities.


Why independent review?

  •   To check the controls in place and ensure that the controls are effective.
  •   To closely monitor the various functional units of the bank and ensure that the process is followed as per the Regulator & bank’s guidelines, policies and procedures.
  •   To minimize the chances of fraud.

Contact us

WhatsApp Image 2021-06-25 at 10.19.24 AM (7)
Nadeem Maniar
Partner, DIFC- Fraud and Forensic services