Trade Surveillance Systems (Webinar Recording)

In the wake of the financial crisis, regulators are increasing scrutiny of the global trading environment. As a result, broker-dealers, investment companies, and other financial organizations are required to monitor proprietary, employee and customer activity to prevent market abuse and deceptive trading practices. Meeting the enhanced expectations of regulators and heading off potential compliance issues demands the use of robust trade surveillance systems implemented with a synthesis of regulatory, business, and technology knowledge and expertise. Join us for a one-hour webinar focusing on the importance of properly configured and calibrated trade surveillance solutions and associated challenges.
Trade Surveillance Systems Navigating the Requirements for a Successf