Risk Assessments: Deep and Wide, or Shallow and Narrow?

Paul R. Osborne, CPA, AMLP, CAMS-Audit
6/8/2020
Regulators have focused on risk assessments at financial services organizations for some time, but signs suggest their expectations might be changing. This article reviews the typical, high-level assessment that has passed muster for a while now and explains how it might not be enough to satisfy regulators going forward.
Risk Assessments: Deep and Wide, or Shallow and Narrow?
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