First- and Second-Line Monitoring Benefits

Clayton J. Mitchell, CAMS, and Matthew J. Schuster, CPA, CRCM
10/9/2018
As the regulatory environment shifts to an agenda of decreased regulatory enforcement by the current U.S. administration, and as availability of customer data increases, banks find themselves in a unique position to adjust their vision and overall approach to risk management and regulatory compliance. With corporate conduct, transparency, and accountability increasingly on the minds of customers, the closer that risk and compliance monitoring functions are to the customer, the more beneficial it is for financial services companies.
First- and Second-Line Monitoring Benefits
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